Leadership & Service Providers
Meet our experienced leadership team and trusted service partners who ensure institutional-grade operations and compliance across all aspects of our systematic trading program.
Program Leadership
Allen Kaplun brings more than 20 years of cross-disciplinary leadership across trading, securities law, and operations. Beginning with discretionary price-action in 1999, he has evolved toward systematic strategy design that has been rigorously backtested and forward tested. To date, Allen has invested $300,000 in research & development, and is now allocating $500,000 of live capital, underscoring his confidence and alignment with future performance.
In his role as Principal & CIO Allen is responsible for governance, risk oversight, regulatory compliance, and building strong relationships with institutional allocators. He bridges foundational market principles with modern systematic execution — ensuring the program is not only well-engineered, but also transparent and accountable.
Allen Kaplun
Principal & CIO
Legal & Compliance Framework
De Silva Law Offices, LLC
Legal & Compliance Counsel
Provides comprehensive regulatory guidance and legal oversight, ensuring strict adherence to CFTC and NFA requirements. Their expertise covers registration, disclosure, and ongoing regulatory compliance matters.
Compliance Supervisors International, Inc.
Accounting & Compliance Support
Delivers specialized compliance supervision and comprehensive accounting review services to support transparent operations and institutional-grade reporting standards.
Operational Infrastructure
PhillipCapital
Futures Commission Merchant (FCM)
Serves as our primary clearing broker and provides comprehensive client reporting infrastructure, ensuring operational integrity and transparent account administration for institutional clients.
CQG / CME
Technology & Market Access
Supplies mission-critical execution technology and real-time data connectivity, supporting the program’s systematic trading framework with institutional-grade reliability and speed.
Risk Disclosure & Compliance
Important Risk Disclosure
Futures trading involves substantial risk of loss and is not suitable for all investors. Hypothetical or simulated performance results have inherent limitations. Unlike actual performance, simulated results do not represent actual trading.
Since the trades have not actually been executed, the results may have under- or over-compensated for the impact, if any, of certain market factors, such as lack of liquidity. Simulated trading programs are designed with the benefit of hindsight.
No representation is being made that any account will or is likely to achieve profits or losses similar to those shown. Past performance is not necessarily indicative of future results.
Our commitment to transparency and regulatory compliance ensures that institutional allocators receive comprehensive risk disclosure and ongoing performance reporting that meets the highest industry standards.